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Institutional Sales
Market Making


Institutional Sales

Nationwide Sales Force
Experienced professionals devoted to nationwide institutional sales with offices in Los Angeles and New York


Diversified Accounts
Personal relationships with most of the largest institutional buyers as well as smaller funds focusing on emerging growth issuers and specific sectors.


Teamwork with Research Department
Frequent interaction with research analysts in daily pre-market opening sales/research meetings as well as conference calls with portfolio managers.


Product Expertise
Institutional Clients remain informed with timely research reports, company presentations, teach-ins, and conferences.


Summary
The company has access to a wide range of capital sources ensuring swift and effective placements of both new and follow-on issues.



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